About the role
We're looking for an experienced AML Subject Matter Expert with deep exposure to Exchange-Traded Funds and capital markets operations to join a compliance team at a major Canadian bank. The ideal candidate brings strong regulatory knowledge, hands-on investigation experience, and the ability to enhance AML frameworks specific to ETF products and institutional client activity.
What You'll Do
Act as the AML subject matter expert for ETF products, ensuring alignment with global AML/CTF regulations including FINTRAC, FATF, SEC, and FCA Provide expertise on KYC, Customer Due Diligence, and Enhanced Due Diligence processes specific to ETFs and institutional clients Support AML risk assessments related to fund flows, trading activity, and investor structures Identify and escalate suspicious transaction patterns and red flags in ETF trading, subscriptions, and redemptions Collaborate with Compliance, Legal, and Risk teams to ensure adherence to AML policies and regulatory requirements Analyze ETF transaction flows and liquidity patterns to detect potential AML risks Support onboarding and monitoring of institutional clients, brokers, and intermediaries involved in ETFs Lead or support transaction monitoring and alert investigations related to ETF activities Develop and refine AML scenarios, rules, and typologies relevant to capital markets and ETFs Conduct complex investigations and prepare Suspicious Activity Reports and Suspicious Transaction Reports Engage with technology teams to enhance AML systems and surveillance tools Provide guidance and training to front-office, middle-office, and operations teams on ETF-specific AML practices Support regulatory exams, audits, and compliance reviews Assist in developing and updating AML policies, procedures, and controls
What You Bring
7+ years of experience in AML or compliance within capital markets or asset management Proven experience working with ETF products or exchange-traded instruments Strong knowledge of AML/CTF regulations including FINTRAC, FATF, and global frameworks Deep understanding of KYC, CDD, and EDD processes Experience with trade surveillance and transaction monitoring systems Experience conducting AML investigations and filing SARs/STRs Strong analytical and problem-solving skills with the ability to translate regulatory requirements into practical controls Excellent communication and stakeholder management skills Bachelor's degree in Finance, Business, Law, or a related field Professional certification such as CAMS, CFA, or equivalent is preferred Eligibility for a mandatory background check
Nice to have
Hands-on experience with AML tools such as Actimize, Fircosoft, or SAS AML Understanding of market abuse, insider trading, and financial crime risks in ETF markets Prior experience supporting regulatory exams or audit responses in a capital markets environment
Work setup
Onsite in Toronto, ON, 4 days per week In-person interview may be required 6+ month contract English proficiency required
About J&M Group
At J&M Group, we are the strategic partner for businesses ready to redefine their future. We specialize in delivering integrated, intelligent solutions that drive growth, efficiency, and competitive advantage in a rapidly evolving digital world.
Our expertise is built at the intersection of deep industry knowledge and cutting-edge technology. We help clients navigate complexity, not just by solving today's challenges, but by anticipating tomorrow's opportunities.
Our core service pillars include:
Technology & Digital Transformation: We build the robust, scalable technology foundations—including cloud migration, custom software, and data architecture—that power modern enterprises and enable seamless AI integration.
AI & Intelligent Automation: We turn artificial intelligence into your competitive advantage. Our services range from Generative AI and predictive analytics to process automation, designed to unlock new levels of productivity, personalization, and insight.
Strategic Consulting: We serve as an extension of your leadership team, delivering data-driven strategies for operational excellence, market expansion, and sustainable growth, ensuring your business model is future-proof.
Managed Services: We offer reliable, end-to-end management for your critical IT and business operations. Our AI-enhanced services ensure peak performance, security, and cost-efficiency, allowing you to focus on your core business.
Talent & Resourcing: We bridge the critical skills gap by providing expert talent in AI, data science, and digital transformation, helping you build the agile, high-performing teams needed to execute your vision.
Driven by innovation, integrity, and a commitment to partnership, J&M Group is your single source for transforming ambition into achievement.
Ready to build what's next? Connect with us.
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About the role
We're looking for an experienced AML Subject Matter Expert with deep exposure to Exchange-Traded Funds and capital markets operations to join a compliance team at a major Canadian bank. The ideal candidate brings strong regulatory knowledge, hands-on investigation experience, and the ability to enhance AML frameworks specific to ETF products and institutional client activity.
What You'll Do
Act as the AML subject matter expert for ETF products, ensuring alignment with global AML/CTF regulations including FINTRAC, FATF, SEC, and FCA Provide expertise on KYC, Customer Due Diligence, and Enhanced Due Diligence processes specific to ETFs and institutional clients Support AML risk assessments related to fund flows, trading activity, and investor structures Identify and escalate suspicious transaction patterns and red flags in ETF trading, subscriptions, and redemptions Collaborate with Compliance, Legal, and Risk teams to ensure adherence to AML policies and regulatory requirements Analyze ETF transaction flows and liquidity patterns to detect potential AML risks Support onboarding and monitoring of institutional clients, brokers, and intermediaries involved in ETFs Lead or support transaction monitoring and alert investigations related to ETF activities Develop and refine AML scenarios, rules, and typologies relevant to capital markets and ETFs Conduct complex investigations and prepare Suspicious Activity Reports and Suspicious Transaction Reports Engage with technology teams to enhance AML systems and surveillance tools Provide guidance and training to front-office, middle-office, and operations teams on ETF-specific AML practices Support regulatory exams, audits, and compliance reviews Assist in developing and updating AML policies, procedures, and controls
What You Bring
7+ years of experience in AML or compliance within capital markets or asset management Proven experience working with ETF products or exchange-traded instruments Strong knowledge of AML/CTF regulations including FINTRAC, FATF, and global frameworks Deep understanding of KYC, CDD, and EDD processes Experience with trade surveillance and transaction monitoring systems Experience conducting AML investigations and filing SARs/STRs Strong analytical and problem-solving skills with the ability to translate regulatory requirements into practical controls Excellent communication and stakeholder management skills Bachelor's degree in Finance, Business, Law, or a related field Professional certification such as CAMS, CFA, or equivalent is preferred Eligibility for a mandatory background check
Nice to have
Hands-on experience with AML tools such as Actimize, Fircosoft, or SAS AML Understanding of market abuse, insider trading, and financial crime risks in ETF markets Prior experience supporting regulatory exams or audit responses in a capital markets environment
Work setup
Onsite in Toronto, ON, 4 days per week In-person interview may be required 6+ month contract English proficiency required
About J&M Group
At J&M Group, we are the strategic partner for businesses ready to redefine their future. We specialize in delivering integrated, intelligent solutions that drive growth, efficiency, and competitive advantage in a rapidly evolving digital world.
Our expertise is built at the intersection of deep industry knowledge and cutting-edge technology. We help clients navigate complexity, not just by solving today's challenges, but by anticipating tomorrow's opportunities.
Our core service pillars include:
Technology & Digital Transformation: We build the robust, scalable technology foundations—including cloud migration, custom software, and data architecture—that power modern enterprises and enable seamless AI integration.
AI & Intelligent Automation: We turn artificial intelligence into your competitive advantage. Our services range from Generative AI and predictive analytics to process automation, designed to unlock new levels of productivity, personalization, and insight.
Strategic Consulting: We serve as an extension of your leadership team, delivering data-driven strategies for operational excellence, market expansion, and sustainable growth, ensuring your business model is future-proof.
Managed Services: We offer reliable, end-to-end management for your critical IT and business operations. Our AI-enhanced services ensure peak performance, security, and cost-efficiency, allowing you to focus on your core business.
Talent & Resourcing: We bridge the critical skills gap by providing expert talent in AI, data science, and digital transformation, helping you build the agile, high-performing teams needed to execute your vision.
Driven by innovation, integrity, and a commitment to partnership, J&M Group is your single source for transforming ambition into achievement.
Ready to build what's next? Connect with us.